This listing was posted on Tip Top Job.
Manager, CIB and Research Compliance Officer
Location:
Manhattan, NY
Description:
Requisition ID: Salary Range:85,700.00:159,100.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience. Join a purpose driven winning team, committed to results, in an inclusive and high:performing culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank's strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking and Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers and acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious and metals. We also cross:sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future Purpose: Contributes to the overall success of the advisory compliance coverage of the Corporate and Investment Banking and Research businesses in the U.S. Specific business lines under coverage include Corporate and Investment Banking (CIB), Equity Capital Markets (ECM), Debt Capital Markets (DCM), Global Loan Syndication (GLS), Securitization, Research and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance with governing regulations and Bank internal policies and procedures to front office, Internal Control, and 2nd line support personnel. The CIB and Research Compliance Advisory team is responsible for providing day:to:day Compliance oversight, advice, training and monitoring for business areas under coverage. The team also supports Central Compliance activities such as, but not limited to the development of Compliance policies and procedures, performing regulatory horizon scanning and impact assessments, and review of periodic Compliance Risk Assessments. What You'll Do: : Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.: Provide day:to:day compliance support for CIB and Research businesses, assisting with the provision of advice related to the application of laws, rules, and regulations, as well as internal policies and procedures, to the businesses. : Assists in the creation and delivery of new hire and other in:person and online training. Coordinate with the Training Group on identifying employees in scope for training and on maintaining training records.: Review and assist with the development of compliance policies and procedures and written supervisory procedures for accuracy and completeness and compliance with regulatory requirements.: Provide support for remediation/action plans to facilitate timely closure of findings by Compliance Testing, Internal Audit, and regulatory examinations relating to the CIB and Research businesses. : Prepare compliance:related management information (including key risk indicators and statistics) and materials for supervisors and governance committees. : Assist CIB Compliance Officers in the review of compliance risk assessments and Regulatory Library mapping to businesses and controls.: Assist CIB Compliance Office
Industry:
Insurance
Posted:
May 8 on Tip Top Job
Visit Our Partner Website
This listing was posted on another website. Click here to open: Go to Tip Top Job
Important Safety Tips
- Always meet the employer in person.
- Avoid sharing sensitive personal and financial information.
- Avoid employment offers that require a deposit or investment.
To learn more, visit the Safety Center or click here to report this listing.
More About this Listing: Manager, CIB and Research Compliance Officer
Manager, CIB and Research Compliance Officer is a Executive Compliance Officer Job located in Manhattan NY. Find other listings like Manager, CIB and Research Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.
Manager, CIB and Research Compliance Officer is a Executive Compliance Officer Job located in Manhattan NY. Find other listings like Manager, CIB and Research Compliance Officer by searching Oodle for Executive Compliance Officer Jobs.